Private Wealth Analyst

The Carlyle Group

New York, NY, USA

Posted on January 29, 2024

Position Summary

Carlyle’s Private Wealth Analyst Program is a rigorous two-year program designed to prepare candidates for careers within Private Wealth. This 2-year training program offers comprehensive learning, mentorship, and hands-on experience to excel in the financial services industry. From the outset of the two-year program, the Private Wealth Analysts will be considered members of regional teams. The Private Wealth Analyst’s role will be to provide client service support for an assigned geographic territory while assisting the External Regional Specialist and the Senior Internal Analyst in sales related activities. They will gain an understanding of the region, assist in prospecting efforts to develop relationships, and actively solicit new investment product sales through telephone outreach to Financial Advisors at private banks, wire houses, independent broker-dealers, or other assigned distribution networks. The position will aid the External Regional Specialist in pursuit of territory sales goals through sharing sales ideas, providing product information, gathering marketing data, and offering general sales support. Additionally, the role will actively maintain existing sales relationships by providing fund updates, qualify and schedule meetings with new prospects and on occasion participate in calls/meetings with end clients.

The Private Wealth Analyst will participate in weekly team meetings and be expected to share sales and service-related experiences and best practices with other members of the Carlyle Private Wealth internal sales team. They will work with their regional team to help streamline efficiencies and work on ad-hoc projects. The Private Wealth Analyst is an integral part of the success of the territory and this role provides the opportunity to gain broad and varied experience and career advancement. The Private Wealth Analyst will also be a part of an intensive month-long sales training on-site at Carlyle with the program class; this will include FINRA Series 7 and 63 training.

We will be accepting applications through February 9th.

Responsibilities

40% of time

Make proactive, outbound sales calls to financial advisors in geographic territory to identify prospects and schedule quality meetings for the External Regional Specialist and the Senior Internal Analyst with producing or potentially producing financial advisors.

20% of time

Follow-up with incoming leads as well as answer incoming phone calls and email inquiries generated by External Regional Specialist and Senior Internal Analyst activity, conduct marketing and/or email campaigns.

20% of time

The Private Wealth Analyst is the first line of defense for all client service-related issues. The successful candidate will work closely with various internal stakeholders, including Legal, Compliance, Accounting/Tax and various product specialists and fund management professionals to solve service items for clients of Carlyle Private Wealth.

10% of time

Work closely with team members to develop and execute an appropriate business plan to maximize territory sales.

5% of time

Assist with administrative duties when necessary, including organizing and maintaining spreadsheets and entering activity into DealCloud CRM.

5% of time

Accompany Carlyle Private Wealth management or the External Regional Specialist on in-person meetings with financial advisors and/or clients.

Qualifications

Education, Licensing & Certificates

College degree required by Summer 2024
- Spring 2024 graduation date, preferred
Minimum 3.3 GPA Required
FINRA Series 7 and 63 must be obtained within 90 days of employment
SIE required (by start date)

Professional Experience

Prior internship experience in Sales / Marketing or Financial Services strongly preferred
Must have the ability to work in a challenging and collaborative environment
Possess a strong desire to compete and win.
Possess excellent oral and written communication skills
Possess excellent interpersonal and customer service skills
Proven ability to pay attention to detail and multi-task.
Must have strong relationship building skills
Must be a detail-oriented, well-organized self-starter with high energy and creativity

Competencies & Attributes

Proficiency with Microsoft Office skills especially Word, Excel, and PowerPoint

Benefits/Compensation

The compensation range for this role is specific to New York City and takes into account a wide range of factors including but not limited to the skill sets required/preferred; prior experience and training; licenses and/or certifications.

The anticipated base salary for this role is $90,000.

In addition to the base salary, the hired professional will enjoy a comprehensive benefits package spanning retirement benefits, health insurance, life insurance and disability, paid time off, paid holidays, family planning benefits and various wellness programs. Additionally, the hired professional may also be eligible to participate in an annual discretionary incentive program, the award of which will be dependent on various factors, including, without limitation, individual and organizational performance.

Due to the high volume of candidates, please be advised that only candidates selected to interview will be contacted by The Carlyle Group.

Company Information

The Carlyle Group (NASDAQ: CG) is a global investment firm with $382 billion of assets under management and more than half of the AUM managed by women, across 600 investment vehicles as of September 30, 2023. Founded in 1987 in Washington, DC, Carlyle has grown into one of the world’s largest and most successful investment firms, with more than 2,200 professionals operating in 28 offices in North America, South America, Europe, the Middle East, Asia and Australia. Carlyle places an emphasis on development, retention and inclusion as supported by our internal processes and seven Employee Resource Groups (ERGs). Carlyle’s purpose is to invest wisely and create value on behalf of its investors, which range from public and private pension funds to wealthy individuals and families to sovereign wealth funds, unions and corporations. Carlyle invests across three segments – Global Private Equity, Global Credit and Investment Solutions – and has expertise in various industries, including: aerospace, defense & government services, consumer & retail, energy, financial services, healthcare, industrial, real estate, technology & business services, telecommunications & media and transportation.

At Carlyle, we know that diverse teams perform better, so we seek to create a community where we continually exchange insights, embrace different perspectives and leverage diversity as a competitive advantage. That is why we are committed to growing and cultivating teams that include people with a variety of perspectives, people who provide unique lenses through which to view potential deals, support and run our business.